Clayton J. Darrohn
Professional summary
Clayton John Darrohn JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clayton is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Clayton had worked at 6 firms, which includes GLOBAL CAPITAL MARKETS LLC, VANGUARD CAPITAL, NEW TIMES SECURITIES SERVICES INC., H.J. MEYERS & CO. INC., HD BROUS & CO. INC., MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1998 - March 1, 1999
GLOBAL CAPITAL MARKETS, LLC
August 31, 1998 - November 11, 1998
VANGUARD CAPITAL
July 9, 1998 - October 5, 1998
NEW TIMES SECURITIES SERVICES, INC.
November 17, 1997 - March 4, 1998
H.J. MEYERS & CO., INC.
May 19, 1997 - December 1, 1997
HD BROUS & CO., INC.
August 6, 1996 - January 16, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/5/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
GLOBAL CAPITAL MARKETS, LLC
CRD#: 16191 / SEC#: , 8-33457
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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