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Clayton John Darrohn Jr

CRD# 2708608·Registered 1996 - 1999
Barred: Clayton John Darrohn JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Clayton John Darrohn JR, who also goes by Clay Darrohn Jr, Clayton John Dorrohn Jr, was a registered financial advisor. Clayton was a previously registered financial professional and started their career in finance 1996 - 1999. Clayton had worked at 6 firms and has passed the Series 63, Series 7 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Clay Darrohn Jr, Clayton John Dorrohn Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
December 14, 1998 - March 1, 1999
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
August 31, 1998 - November 11, 1998
NEW TIMES SECURITIES SERVICES, INC.·CRD# 34154
BD
Melville, NY
July 9, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
November 17, 1997 - March 4, 1998
HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
May 19, 1997 - December 1, 1997
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
August 6, 1996 - January 16, 1997

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Current Firm

GC
GLOBAL CAPITAL MARKETS, LLC

GLOBAL CAPITAL MARKETS, LLC | THE J.B. SUTTON GROUP, LLC | THE J.B. SUTTON GROUP, INC.

CRD#: 16191 / SEC#: 8-33457
BD
Terminated by SEC on 03/25/2001

Contact Information

Established

Oregon since 03/28/1984

Firm Type

Limited Liability Company

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
EASTBROKERS INTERNATIONAL INC.MEMBER—
BICKELL, LEIGH MARIECFO2800789
KORWASKY, JOSEPH CHARLESCCO730276
SCHOFFMAN, STEPHEN CHARLESSECRETARY732739
SIEGEL, JONATHAN DAVIDPRESIDENT /CEO1736134

Disclosures

Regulatory Event

4

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 1996

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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