Harvinder S. Sahni

PARK AVENUE SECURITIES LLC

SAN ANTONIO, TX

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CRD#: 2708606

Professional summary

Harvinder S Sahni, who also goes by Bobby S Sahni, H. Bobby Sahni, Harvinder Singh Sahni, Harvinder Sahni, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in San Antonio, Texas.

Harvinder is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Harvinder has worked at 13 firms and has passed the Series 66, Series 63, Series 62, Series 6TO, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bobby S Sahni | H. Bobby Sahni | Harvinder Singh Sahni | Harvinder Sahni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name: Maximus Benefit Partners, Inv Rel: Y Addr:@ residential address on file, Nature: Outside Insurance, Position: Partner, Start: 06/07/2023, No Hr/Mo: 8 No Hr/Mo Dur Trading: 0 Duties: Health.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvinder S Sahni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Harvinder S Sahni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

PARK AVENUE SECURITIES LLC

Office #2: 7550 I-10 Suite 854, San Antonio, TX 78229

RIA

CRD#: 46173

SAN ANTONIO, TX

Current

September 18, 2024 - Present

PARK AVENUE SECURITIES LLC

Office #1: 7550 I-10 Suite 854, San Antonio, TX 78229

RIA

CRD#: 46173

San Antonio, TX

Past

January 17, 2023 - July 10, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCKVILLE, MD

Past

January 11, 2023 - July 10, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ROCKVILLE, MD

Past

October 9, 2021 - June 14, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Vienna, VA

Past

October 7, 2021 - June 14, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Vienna, VA

Past

June 20, 2019 - September 9, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SILVER SPRING, MD

Past

June 19, 2019 - September 9, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SILVER SPRING, MD

Past

February 7, 2019 - June 25, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

Silver Spring, MD

Past

February 7, 2019 - June 25, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

SILVER SPRING, MD

Past

March 3, 2017 - November 6, 2018

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Reston, VA

Past

March 3, 2017 - November 6, 2018

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Reston, VA

Past

November 8, 2011 - April 3, 2017

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

VIENNA, VA

Past

March 10, 2011 - April 3, 2017

NYLIFE SECURITIES LLC

CRD#: 5167

RESTON, VA

Past

August 4, 2008 - January 26, 2011

WADDELL & REED

RIA

CRD#: 866

VIENNA, VA

Past

May 5, 2008 - January 26, 2011

WADDELL & REED

CRD#: 866

VIENNA, VA

Past

December 18, 2007 - May 1, 2008

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

FAIRFAX, VA

Past

July 3, 2006 - September 26, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

Past

May 24, 1996 - April 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

May 24, 1996 - April 28, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 24, 1996 - April 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/12/2025)

IAR

Arizona
(3/12/2025)

California
(1/29/2025)

Mississippi
(9/18/2024)

New York
(9/18/2024)

Tennessee
(4/9/2025)

Texas
(9/18/2024)

IAR

Texas
(10/2/2024)

Virginia
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/13/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

VESTWISE (3/19/2025)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (3/19/2025)

PARK AVENUE SIGNATURE PORTFOLIO (3/19/2025)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harvinder S. Sahni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvinder S Sahni's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Harvinder S Sahni's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

WADDELL & REED

WADDELL & REED

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2008

Series 63

Date: 4/2/1996

Series 62

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/23/1996

Series 51

Date: 3/13/2008

Series 24

Date: 6/6/2002

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

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