German Shoshensky
Professional Summary
German Shoshensky, who also goes by Gerry Shoshensky, German Shoshensky, is a registered financial advisor currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio. German is registered as a RR (Registered Representative) and started their career in finance in 2000. German has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gerry Shoshensky, German Shoshensky
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
Contact Information
Main Address
225 Pictoria Drive Suite 450, Cincinnati, OH 45246Mailing Address
225 Pictoria Drive Suite 450, Cincinnati, OH 45246Phone Number
(513) 587-3400Established
Ohio since 05/31/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(3/12/2025)
(3/12/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2000About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 2007About the Series 26 examSRO Registrations
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view German Shoshensky's CRS (Customer Relationship Summary).
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC