Timothy A. Maiefski

FOOTHILLS ADVISORS

CAVE CREEK, AZ 85331

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CRD#: 2708450

Professional summary

Timothy Andrew Maiefski, who also goes by Tim Maiefski, is a registered financial advisor currently at FOOTHILLS ADVISORS, LLC located in Cave Creek, Arizona.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Maiefski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TIMOTHY MAIEFSKI, SOLE PROPRIETOR; INVESTMENT RELATED; CHANDLER, AZ, 01/2014; INSURANCE AGENT; 20 HOURS A MONTH; 0 HOURS DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Andrew Maiefski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2019 - Present

FOOTHILLS ADVISORS, LLC

Office #1: 6702 E Cave Creek Road #4, Cave Creek, AZ 85331

RIA

CRD#: 298408

CAVE CREEK, AZ

Past

June 20, 2011 - June 25, 2019

VIGILARE WEALTH MANAGEMENT LLC

RIA

CRD#: 157663

Scottsdale, AZ

Past

March 6, 1997 - July 11, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOOTHILLS ADVISORS, LLC

CRD#: 298408 / SEC#: 801-129654

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/19/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (3/19/2024 Terminated)

Oregon

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/5/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/5/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

FOOTHILLS ADVISORS, LLC

CRD#: 298408 / SEC#: 801-129654

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/19/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (3/19/2024 Terminated)

Oregon

Registered Investment Advisory firm - (3/29/2024 Terminated)

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Contact information

Main Address

6702 E Cave Creek Road #4, Cave Creek, AZ 85331

Mailing Address

Po Box 4269, Cave Creek, AZ 85327

Phone number

(480) 203-8879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (1/28/2025)

Regulatory assets under management

Total Number of Accounts	412
AUM (Assets Under Management)	$ 104,219,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy A. Maiefski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Andrew Maiefski's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILARE WEALTH MANAGEMENT LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

FOOTHILLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2011

Series 63

Date: 1/15/1997

Series 7

Date: 12/17/1996

Series 10

Date: 5/5/2000

Series 9

Date: 5/5/2000

Current Firm

FOOTHILLS ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOOTHILLS ADVISORS, LLC

TRUST BUT VERIFY

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