John P. Ledwith
Professional summary
John Phillip Ledwith is a registered financial professional currently at BTIG, LLC located in Red Bank, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Phillip Ledwith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2014 - Present
BTIG, LLC
Office #1: 34 Broad Street 2nd Floor, Red Bank, NJ 07701October 24, 2001 - October 27, 2014
CANTOR FITZGERALD & CO.
August 28, 1997 - November 8, 2001
UBS CAPITAL MARKETS L.P.
December 16, 1996 - May 18, 1998
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2014)
(12/1/2014)
(9/7/2021)
(12/1/2014)
(12/1/2014)
(12/1/2014)
(10/30/2015)
(2/18/2021)
(12/1/2014)
(12/1/2014)
(12/1/2014)
(11/20/2018)
(12/1/2014)
(12/9/2016)
(12/1/2014)
(11/20/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/24/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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