Joaquin Sanchez Hernandez
Professional summary
Joaquin Sanchez Hernandez, who also goes by Joaquin Sanchez, Joaquin Sanchez-hernandez, Joaquin Sanchezhernandez, is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Houston, Texas.
Joaquin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joaquin has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joaquin Sanchez Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
BBVA GLOBAL WEALTH ADVISORS, INC.
Office #1: 1980 Post Oak Blvd Suite 100, Houston, TX 77056-3845January 13, 2022 - November 30, 2023
PNC MANAGED ACCOUNT SOLUTIONS, INC.
September 17, 2021 - November 30, 2023
PNC WEALTH MANAGEMENT LLC
May 16, 2013 - September 17, 2021
BBVA SECURITIES INC.
November 4, 2010 - December 31, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 20, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 30, 2009 - May 18, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 2, 1996 - July 1, 2009
BBVA INVESTMENTS INC.
February 29, 1996 - April 16, 1996
VECTORGLOBAL WMG
February 28, 1996 - April 16, 1996
VECTORGLOBAL WMG
Primary Firm SEC Registration
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/5/2024)
(4/30/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 1,208,850,630 |
Red Flags
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