Michael E. Heath
Professional summary
Michael Eugene Heath is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Ladera Ranch, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Eugene Heath's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2020 - Present
CHELSEA FINANCIAL SERVICES
August 10, 2018 - January 13, 2020
INFINITY FINANCIAL SERVICES
April 15, 2016 - August 10, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
January 26, 2016 - March 22, 2016
SECURITIES AMERICA, INC.
February 11, 2002 - February 5, 2016
FIRST ALLIED SECURITIES, INC.
November 5, 1999 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
March 29, 1996 - November 15, 1999
SPELMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2020)
(1/13/2020)
(2/8/2022)
(1/13/2020)
(3/12/2020)
(12/11/2024)
(1/16/2020)
(1/13/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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