Harvey R. Fifer
Professional summary
Harvey Ralph Fifer III, who also goes by Harvey Ralph Fifer III, Tad Fifer, Harvey Ralph Fifer, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Harvey is registered as a RR (Registered Representative) and started their career in finance in 1996. Harvey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harvey Ralph Fifer III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 20, 2005 - February 24, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 16, 2005 - September 28, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 19, 2002 - June 8, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 14, 2001 - September 27, 2002
VERAVEST INVESTMENTS, INC.
January 25, 2000 - August 9, 2001
CUNA BROKERAGE SERVICES, INC.
March 21, 1996 - February 8, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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