Eric L. Aldama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Lee Aldama was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2017 - March 10, 2017
SCOTTRADE INVESTMENT MANAGEMENT
November 15, 2016 - March 10, 2017
SCOTTRADE, INC.
November 24, 2014 - September 1, 2016
SECURITIES AMERICA ADVISORS, INC.
November 24, 2014 - September 1, 2016
SECURITIES AMERICA, INC.
May 6, 2011 - December 10, 2014
LPL FINANCIAL LLC
May 6, 2011 - December 10, 2014
LPL FINANCIAL LLC
June 20, 2005 - May 13, 2011
CHARLES SCHWAB & CO., INC.
April 1, 2005 - May 13, 2011
CHARLES SCHWAB & CO., INC.
July 23, 2003 - April 4, 2005
AMERIPRISE ADVISOR SERVICES, INC.
February 19, 2003 - April 4, 2005
AMERIPRISE ADVISOR SERVICES, INC.
January 1, 1999 - January 15, 2003
WAMU INVESTMENTS, INC.
October 26, 1998 - January 4, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 1997 - October 16, 1998
MORGAN STANLEY DW INC.
April 29, 1996 - September 12, 1997
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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