Michael N. Loukas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Norman Loukas was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2014 - October 11, 2017
WAVEFRONT CAPITAL
July 9, 2009 - November 17, 2010
TNP SECURITIES, LLC
January 13, 2009 - December 31, 2009
CABIN SECURITIES, INC.
September 4, 2008 - December 31, 2008
WILSON-DAVIS & CO., INC.
September 12, 2007 - July 28, 2008
SECURITY DISTRIBUTORS
May 16, 2005 - September 26, 2005
KELMOORE INVESTMENT COMPANY, INC.
December 2, 1999 - September 26, 2005
KELMOORE INVESTMENT COMPANY, INC.
January 6, 1998 - December 13, 1999
CIBC WORLD MARKETS CORP.
December 1, 1997 - February 4, 1998
FIDELITY BROKERAGE SERVICES LLC
March 19, 1996 - May 29, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WAVEFRONT CAPITAL
CRD#: 168746 / SEC#: 801-81070
Contact information
Red Flags
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