Douglas Nurss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Nurss, who also goes by Doug Nurss, Douglas Eugene Nurss, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1996. Douglas had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2020 - December 31, 2020
TD AMERITRADE CLEARING, INC.
February 4, 2013 - May 23, 2013
TD AMERITRADE CLEARING, INC.
April 22, 2006 - March 11, 2022
TD AMERITRADE, INC.
July 18, 2005 - May 23, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 3, 2002 - April 22, 2006
TD AMERITRADE CLEARING, INC.
May 8, 1997 - December 31, 2001
J.P. SECURITIES, INC.
March 12, 1996 - February 24, 1997
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
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