Eugene J. Kirkwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene James Kirkwood SR, who also goes by Eugene James Kirkwood, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1968. Eugene had worked at 11 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2009 - December 9, 2021
KIRKWOOD EUGENE J., SR.
September 4, 2008 - January 22, 2009
NATIONAL SECURITIES CORPORATION
April 25, 1997 - May 29, 2008
MELHADO, FLYNN & ASSOCIATES, INC.
January 16, 1997 - February 26, 1997
NATIVE NATIONS SECURITIES, INC.
May 19, 1995 - August 21, 1996
PURCELL GRAHAM INCORPORATED
August 23, 1989 - August 29, 1994
PRINTON, KANE GROUP, INC.
June 24, 1988 - September 1, 1989
PRINTON, KANE GOVERNMENT SECURITIES, INC.
August 24, 1987 - July 16, 1988
PRINTON, KANE GOVERNMENT SECURITIES, L.P.
April 8, 1983 - September 1, 1989
PRINTON KANE & CO., L.P.
April 7, 1981 - August 28, 1981
BECKER PARIBAS INCORPORATED
May 21, 1973 - February 16, 1981
PRINTON KANE & CO., L.P.
November 27, 1968 - May 9, 1973
R W PRESSPRICH & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/25/1968
Registered Representative ExaminationSeries 40
Date: 6/26/1972
Registered Principal ExaminationCurrent Firm
KIRKWOOD EUGENE J., SR.
CRD#: 149215 / SEC#:
Contact information
Red Flags
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