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Eugene James Kirkwood Sr

CRD# 270782·Registered 1968 - 2021
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene James Kirkwood SR, who also goes by Eugene James Kirkwood, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1968 - 2021. Eugene had worked at 11 firms and has passed the Series 63, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene James Kirkwood

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

KIRKWOOD EUGENE J., SR.·CRD# 149215
RIA
Bridgewater, NJ
June 26, 2009 - December 9, 2021
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
September 4, 2008 - January 22, 2009
MELHADO, FLYNN & ASSOCIATES, INC.·CRD# 7340
BD
New York, NY
April 25, 1997 - May 29, 2008
NATIVE NATIONS SECURITIES, INC.·CRD# 334
BD
Jersey City, NJ
January 16, 1997 - February 26, 1997
PURCELL GRAHAM INCORPORATED·CRD# 7187
BD
New York, NY
May 19, 1995 - August 21, 1996
PRINTON, KANE GROUP, INC.·CRD# 23667
BD
August 23, 1989 - August 29, 1994
PRINTON, KANE GOVERNMENT SECURITIES, INC.·CRD# 17733
BD
June 24, 1988 - September 1, 1989
PRINTON, KANE GOVERNMENT SECURITIES, L.P.·CRD# 19673
BD
August 24, 1987 - July 16, 1988
PRINTON KANE & CO., L.P.·CRD# 6358
BD
April 8, 1983 - September 1, 1989
BECKER PARIBAS INCORPORATED·CRD# 7635
BD
April 7, 1981 - August 28, 1981
PRINTON KANE & CO., L.P.·CRD# 6358
BD
May 21, 1973 - February 16, 1981
R W PRESSPRICH & CO·CRD# 1000002
BD
November 27, 1968 - May 9, 1973

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Current Firm

KE
KIRKWOOD EUGENE J., SR.

EJK INVESTMENT MANAGEMENT | KIRKWOOD EUGENE J., SR. | EUGENE J. KIRKWOOD, SR. INVESTMENT MANAGEMENT

CRD#: 149215

Contact Information

Main Address

Bridgewater, NJ

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Nov 1968

Series 40 — Registered Principal Examination

Passed Jun 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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