Derek B. Radzikowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Brice Radzikowski, who also goes by Derek B Radzikowski, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1996. Derek had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - November 16, 2012
NATIONAL SECURITIES CORPORATION
September 21, 2009 - June 22, 2012
BROOKSTONE SECURITIES, INC.
April 30, 2002 - October 2, 2009
GUNNALLEN FINANCIAL, INC
January 4, 2002 - May 15, 2002
FIRST MONTAUK SECURITIES CORP.
August 21, 1997 - December 31, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 7, 1997 - August 8, 1997
FAIRCHILD FINANCIAL GROUP, INC.
November 8, 1996 - February 6, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
April 19, 1996 - November 4, 1996
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
