Rose A. Dilecce

J. W. COLE ADVISORS

Rockledge, FL 32955

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CRD#: 2707751

Professional summary

Rose Angela Dilecce, who also goes by Rose A Dilecce, Rose Angela Raucci, Rose Raucci, Rose Angela Dilecce, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Rockledge, Florida and J.W. COLE FINANCIAL, INC. located in Rockledge, Florida.

Rose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Rose has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rose A Dilecce | Rose Angela Raucci | Rose Raucci | Rose Angela Dilecce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Rental properties; not investment related; 515 Patrick Avenue, Merritt Island, Fl 33953; 3845 Stonefield Drive, Orlando, Fl 32826; co-owner - start date 7/8/2014; 1 hour per month, 0 during trading. (2) Pietr & Rose DiLecce Revocable Trust; not investment related; 3340 Biscayne Drive Merritt Island FL 32953; trustee - start date 3/1/217; 0 hours per month, 0 during trading. (3) DBA - Financial Cornerstone Group, LLC; investment related; 190 McIver Lane Suite 101 Rockledge, FL 32955; operations manager - start date 5/24/2021; 160 hours per month, 143 hours during trading. (4) Heritage Commons - rental real estate; Rental Property; Not Investment related; 3340 Biscayne Drive, Merritt Island, FL 32953; Landlord; Collect rent/pay bills; Start 11/1/2023; 0 hours during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rose Angela Dilecce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2021 - Present

J. W. COLE ADVISORS, INC.

Office #1: 190 Mciver Lane Suite 101, Rockledge, FL 32955

RIA

CRD#: 112294

Rockledge, FL

Current

May 26, 2021 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 190 Mciver Lane Suite 101, Rockledge, FL 32955

CRD#: 124583

Rockledge, FL

Past

November 27, 2019 - May 27, 2021

ALLEN & COMPANY OF FLORIDA, LLC

RIA

CRD#: 25

LAKELAND, FL

Past

November 26, 2019 - December 12, 2019

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

LAKELAND, FL

Past

August 29, 2019 - May 27, 2021

LPL FINANCIAL LLC

CRD#: 6413

VIERA, FL

Past

May 3, 2012 - November 22, 2019

ALLEN & COMPANY OF FLORIDA, LLC

RIA

CRD#: 25

VIERA, FL

Past

March 2, 2012 - November 22, 2019

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

VIERA, FL

Past

January 5, 2010 - March 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WINTER PARK, FL

Past

December 14, 2009 - March 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINTER PARK, FL

Past

September 9, 2009 - November 6, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MERRIT ISLAND, FL

Past

April 11, 2001 - April 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MERRITT ISLAND, FL

Past

April 3, 2001 - April 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MERRITT ISLAND, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/26/2021)

Florida
(5/26/2021)

IAR

Florida
(6/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rose A. Dilecce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rose Angela Dilecce's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

ALLEN & COMPANY OF FLORIDA, LLC

ALLEN & COMPANY OF FLORIDA, LLC

LPL FINANCIAL LLC

ALLEN & COMPANY OF FLORIDA, LLC

ALLEN & COMPANY OF FLORIDA, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2001

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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