John M. Gering

HOHENSEE FINANCIAL SERVICES

OCONOMOWOC, WI 53066

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CRD#: 2707669

Professional summary

John Michael Gering is a registered financial advisor currently at HOHENSEE FINANCIAL SERVICES, INC. located in Oconomowoc, Wisconsin and ABACUS INVESTMENTS, INC. located in Dousman, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Gering's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 1997 - Present

HOHENSEE FINANCIAL SERVICES, INC.

Office #1: N58 W39834 Wisconsin Av, Oconomowoc, WI 53066

RIA

CRD#: 113381

OCONOMOWOC, WI

Current

March 29, 1996 - Present

ABACUS INVESTMENTS, INC.

Office #1: S33 W35676 Meadow Trail, Dousman, WI 53118

CRD#: 35127

Dousman, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/30/2021)

Texas
(7/7/2014)

Wisconsin
(4/12/1996)

IAR

Wisconsin
(1/24/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOHENSEE FINANCIAL SERVICES, INC.

ABACUS FINANCIAL SERVICES, INC. | HOHENSEE FINANCIAL SERVICES, INC.

CRD#: 113381 / SEC#:

Wisconsin

Registered Investment Advisory firm - (8/28/1992 Approved)

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Contact information

Main Address

S33 W35676 Meadow Trail, Dousman, WI 53118

Mailing Address

Phone number

(262) 431-4095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 17,882,191

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Gering

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Gering's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOHENSEE FINANCIAL SERVICES, INC.

ABACUS INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/1996

SIE

Date: 10/1/2018

Series 7

Date: 3/27/1996

FINRA

Current Firm

HOHENSEE FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOHENSEE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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