CV
Christopher J. Veal
BROOKSTONE CAPITAL MANAGEMENT LLC
Oak Ridge, NJ 07438
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CRD#: 2707587
CV
Professional summary
Christopher John Veal is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Oak Ridge, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Christopher has worked at 8 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent Insurance Agent - Non-investment related - 2737 Route 23, Stockholm, NJ. 07460 - Start Date - 06/2003 - Present - Approximately 8 hours per month, all during trading hours. Insurance agent for various Insurance Carriers selling primarily annuities and/or life insurance related products. Employee benefits consulting
2. J.D. Mellberg Financial, LLC - Non-investment related business - 3067 W. Ina Road, Suite 105, Tucson, AZ. 85741 - Insurance Agency primarily annuities and life insurance, employee benefits consulting services - Insurance Agent - Start date: 08/2016 - Present - 20 - 30 hours per week and during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher John Veal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2020 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 5677 Berkshire Valley Rd. Third Floor Box #3, Oak Ridge, NJ 07438RIA
CRD#: 141413
Oak Ridge, NJ
Past
March 6, 2017 - February 13, 2019
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
Stockholm, NJ
Past
January 3, 2014 - December 31, 2016
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
STOCKHOLM, NJ
Past
November 18, 2009 - January 14, 2014
ARPP
RIA
CRD#: 145291
FREEHOLD, NJ
Past
April 21, 2008 - November 12, 2009
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
ROCHESTER, NY
Past
June 15, 2005 - February 15, 2008
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
ROCHESTER, NY
Past
July 2, 2002 - June 23, 2003
NEW ENGLAND SECURITIES
RIA
CRD#: 615
SOMERVILLE, NJ
Past
October 20, 1999 - June 23, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
May 29, 1997 - September 8, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
February 27, 1996 - November 14, 1996
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Oak Ridge, NJ 07438TRUST BUT VERIFY
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