Daniel D. Bussone

DEAN FINANCIAL ADVISORY.

Cincinnati, OH

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CRD#: 2707545

Professional summary

Daniel Dean Bussone, CFP®, who also goes by Daniel D Bussone, is a registered financial advisor currently at DEAN FINANCIAL ADVISORY, LLC. located in Cincinnati, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel D Bussone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEAN FINANCIAL ADVISORY,LLC - REP/AGENT - INSURANCE- CINCINNATI, OH. - SINCE 01/2009, 1-2 HOURS PER MONTH. SELLING AND SERVICE INSURNACE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Dean Bussone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

January 4, 2010 - Present

DEAN FINANCIAL ADVISORY, LLC.

RIA

CRD#: 152027

Cincinnati, OH

Past

February 26, 1998 - December 31, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

CINCINNATI, OH

Past

May 20, 1997 - December 31, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

CINCINNATI, OH

Past

April 22, 1996 - May 20, 1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 22, 1996 - May 20, 1997

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/4/2010)

IAR

Texas
(1/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/6/1997

General Securities Principal Examination

Current Firm

DEAN FINANCIAL ADVISORY, LLC.

CRD#: 152027 / SEC#:

Ohio

Registered Investment Advisory firm - (1/4/2010 Approved)

Texas

Registered Investment Advisory firm - (1/1/2010 Conditional Restricted)

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 752-1955

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 35,677,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel D. Bussone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Dean Bussone's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEAN FINANCIAL ADVISORY, LLC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/22/1996

Series 7

Date: 4/8/1996

Series 24

Date: 8/6/1997

Current Firm

DEAN FINANCIAL ADVISORY, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEAN FINANCIAL ADVISORY, LLC.

TRUST BUT VERIFY

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