Douglas W. Leighton
Professional summary
Douglas Wayne Leighton, who also goes by Doug Leighton, is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1996. Douglas has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Wayne Leighton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 1998 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064June 14, 1996 - December 31, 1997
UNITED SECURITIES ALLIANCE, INC.
February 16, 1996 - June 18, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/1998)
Exams
FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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