Anastasios P. Belesis
Professional summary
Anastasios P Belesis was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anastasios is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Anastasios had worked at 6 firms, which includes JOHN THOMAS FINANCIAL, JOSEPH GUNNAR & CO. LLC, S.W. BACH & COMPANY, HARRISON SECURITIES INC., LADENBURG CAPITAL MANAGEMENT INC., FIRST ASSET MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2007 - July 5, 2013
JOHN THOMAS FINANCIAL
December 16, 2005 - January 12, 2007
JOSEPH GUNNAR & CO. LLC
November 24, 2003 - December 21, 2005
S.W. BACH & COMPANY
September 25, 2001 - December 18, 2003
HARRISON SECURITIES, INC.
August 19, 1998 - October 23, 2001
LADENBURG CAPITAL MANAGEMENT INC.
July 24, 1996 - August 27, 1998
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHN THOMAS FINANCIAL
CRD#: 40982 / SEC#: , 8-49254
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASTELLANO, JOSEPH LOUIS | CHIEF COMPLIANCE OFFICER | 1158479 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 18 |
Red Flags
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