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DW

Derek W. Woodworth

ACC SECURITIES
Dallas, TX 75254
Some features on this profile are disabled
CRD#: 2707131
DW

Professional summary

Derek Wade Woodworth is a registered financial professional currently at ACC SECURITIES, LLC located in Dallas, Texas.

Derek is registered as a RR (Registered Representative) and started their career in finance in 2004. Derek has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Wade Woodworth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2015 - Present

ACC SECURITIES, LLC

Office #1: 14180 Dallas Parkway Suite 350, Dallas, TX 75254
BD
CRD#: 167019
Dallas, TX
Past

November 1, 2005 - November 20, 2014

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

July 2, 2004 - March 14, 2006

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/18/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ACC SECURITIES, LLC
ACC SECURITIES, LLC

CRD#: 167019 / SEC#: , 8-69239

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254
Mailing Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254
Phone number
(214) 217-7754
Established
Texas since 09/16/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLCAPCORP, LTD. CO. D/B/A ALLEGIANCE CAPITAL CORP.MEMBER
ALLEGIANCE M&A, INC.MEMBER
MAHMOOD, SHANE FERRISPRESIDENT/CCO7226342
TURNER, TIMOTHY PALMCFO/FINOP2021869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACC SECURITIES, LLC

CRD#: 167019Dallas, TX 75254

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