Jesse Gomez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Gomez JR, who also goes by Jesse Gomez, was a registered financial advisor .
Jesse is a previously registered financial advisor and started their career in finance in 1996. Jesse had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2005 - October 4, 2007
SCF SECURITIES, INC.
May 11, 2005 - September 30, 2009
JESSE GOMEZ FINANCIAL SERVICES INC
November 3, 1999 - May 17, 2005
LPL FINANCIAL LLC
September 30, 1999 - May 17, 2005
LPL FINANCIAL LLC
March 4, 1996 - October 18, 1999
METROPOLITAN LIFE INSURANCE COMPANY
March 4, 1996 - October 18, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
