Timothy W. Mcevoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy William Mcevoy, who also goes by Timothy Mcevoy, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1997. Timothy had worked at 4 firms and has passed the Series 63, Series 3, Series 55, Series 25, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2010 - June 5, 2013
COASTAL TRADE SECURITIES, LLC
September 18, 2009 - March 30, 2010
LOMBARDI & CO., INC.
April 17, 2009 - June 2, 2009
LOMBARDI & CO., INC.
March 28, 2000 - April 17, 2007
CREDIT SUISSE SECURITIES (USA) LLC
January 24, 1997 - July 23, 1997
DIRECT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/27/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 3/14/2000
NYSE Trading Assistant ExaminationCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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