David S. Scicolone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Samuel Scicolone, who also goes by David S Scicolone, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2020 - April 22, 2022
PICKWICK CAPITAL PARTNERS, LLC
July 1, 2019 - September 28, 2020
NORFOLK MARKETS, LLC
January 20, 2017 - March 19, 2019
BLACKROCK INVESTMENTS, LLC
March 17, 2010 - June 13, 2016
BREVAN HOWARD US LLC
July 1, 2004 - February 9, 2005
CREDIT SUISSE SECURITIES (USA) LLC
August 28, 2003 - July 7, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 16, 2001 - August 26, 2003
CREDIT SUISSE SECURITIES (USA) LLC
September 12, 2000 - April 4, 2001
RAVEN SECURITIES LLC
May 24, 1996 - September 1, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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