Benjamin M. Blemker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Mcburney Blemker JR was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1996. Benjamin had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2013 - June 6, 2019
FORMIDABLE ASSET MANAGEMENT, LLC
May 22, 2006 - July 1, 2013
RAYMOND JAMES & ASSOCIATES, INC.
May 5, 2006 - July 1, 2013
RAYMOND JAMES & ASSOCIATES, INC.
February 21, 2006 - May 18, 2006
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - May 18, 2006
CITIGROUP GLOBAL MARKETS INC.
January 31, 2002 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 2, 2002 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
March 8, 1996 - January 8, 2002
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
FORMIDABLE ASSET MANAGEMENT, LLC
CRD#: 167555 / SEC#: 801-77975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FORMIDABLE ASSET MANAGEMENT, LLC
CRD#: 167555 / SEC#: 801-77975
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,188 |
| AUM (Assets Under Management) | $ 876,010,541 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
