Matthew A. Johnson
Professional summary
Matthew Allen Johnson, who also goes by Matt Johnson, is a registered financial advisor currently at SAGE CAPITAL ADVISORS, LLC located in Sioux Falls, South Dakota.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Allen Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2005 - Present
SAGE CAPITAL ADVISORS, LLC
Office #1: 122 South Phillips Ave Suite 260, Sioux Falls, SD 57104May 2, 2001 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
June 15, 1999 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
February 18, 1998 - May 2, 2001
WELLS FARGO SECURITIES INC.
August 6, 1996 - March 3, 1998
CITIGROUP GLOBAL MARKETS INC.
March 7, 1996 - May 29, 1996
FAB SECURITIES OF AMERICA, INC.
February 23, 1996 - March 6, 1996
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
SAGE CAPITAL ADVISORS, LLC
CRD#: 136577 / SEC#: 801-64637
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/23/2005)
(9/21/2017)
(4/24/2018)
(9/21/2017)
Exams
Current Firm
SAGE CAPITAL ADVISORS, LLC
CRD#: 136577 / SEC#: 801-64637
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 629,817,774 |
Red Flags
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