KS

Konstantinos D. Sonitis

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CRD#: 2706663
KS

Professional summary


Konstantinos Dino Sonitis was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Konstantinos is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Konstantinos had worked at 6 firms, which includes BELL INVESTMENT GROUP INC., FIRST NATIONAL EQUITY CORP., WILLIAM SCOTT & CO. L.L.C., JOSEPH STEVENS & CO. INC., CORTLANDT CAPITAL CORPORATION, MEYERS POLLOCK ROBBINS INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dean Sonitis | Dino Sonitis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 17, 2000 - November 6, 2000

BELL INVESTMENT GROUP, INC.

BD
CRD#: 44749
NEW YORK, NY
Past

November 11, 1997 - March 4, 1998

FIRST NATIONAL EQUITY, CORP.

BD
CRD#: 36094
PT. PLEASANT BEACH, NJ
Past

May 23, 1997 - September 18, 1997

WILLIAM SCOTT & CO. L.L.C.

BD
CRD#: 14979
UNION, NJ
Past

October 16, 1996 - November 19, 1996

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

March 28, 1996 - October 23, 1996

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY
Past

February 8, 1996 - March 29, 1996

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


BI
BELL INVESTMENT GROUP, INC.
BELL INVESTMENT GROUP, INC.

CRD#: 44749 / SEC#: , 8-50849

BD
Cancelled by SEC on 06/13/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 08/14/1997
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CILMI, MICHAEL PAULPRESIDENT1289290

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BELL INVESTMENT GROUP, INC.

CRD#: 44749

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