Theodore B. Kirkby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Brock Kirkby, who also goes by Theodore Brock Kirby, Ted Kirkby, Theodore Brock Kirkby Sr, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1970. Theodore had worked at 12 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2004 - April 30, 2007
WRP INVESTMENTS, INC.
September 15, 1987 - May 24, 2004
MAIN STREET MANAGEMENT COMPANY
June 23, 1986 - September 21, 1987
GROWTH FACTS,INC.
March 23, 1981 - June 2, 1986
THOMSON MCKINNON SECURITIES INC.
September 10, 1979 - March 27, 1981
LEHMAN BROTHERS INC.
August 16, 1977 - March 11, 1986
FITTIN, CUNNINGHAM & LAUZON, INC.
May 14, 1975 - September 8, 1977
FIRST JERSEY SECURITIES, INC.
October 24, 1973 - June 27, 1975
CORNERSTONE FINANCIAL SERVICES, INC.
August 31, 1972 - February 2, 1973
REBER MUNDT & COMPANY INC
September 20, 1971 - October 5, 1972
SECURITY INVESTMENT SERVICES CORP.
October 5, 1970 - November 9, 1973
TOWN SQUARE SECURITIES INC
May 13, 1970 - December 30, 1971
THE FIRST BUFFALO CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/15/1961
Registered Representative ExaminationSeries 00
Date: 4/28/1970
General Securities Principal ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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