John Glita
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Glita was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - September 16, 2020
CETERA INVESTMENT ADVISERS LLC
August 31, 2010 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
August 31, 2010 - September 16, 2020
CETERA INVESTMENT SERVICES LLC
February 22, 2010 - September 1, 2010
DAVID LERNER ASSOCIATES, INC.
March 9, 2007 - January 15, 2010
CETERA INVESTMENT ADVISERS LLC
March 9, 2007 - January 15, 2010
CETERA FINANCIAL SPECIALISTS LLC
October 20, 2004 - September 6, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - September 6, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 19, 2004 - October 20, 2004
QUICK & REILLY, INC.
July 19, 2004 - October 20, 2004
QUICK & REILLY, INC.
September 17, 2002 - July 15, 2004
IFMG SECURITIES, INC.
April 12, 2000 - July 15, 2004
IFMG SECURITIES, INC.
November 4, 1997 - April 26, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 1, 1996 - September 15, 1997
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
