DG
Daniel S. Grieb
J. W. COLE ADVISORS
Omaha, NE 68130
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CRD#: 2706488
DG
Professional summary
Daniel Scott Grieb is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Omaha, Nebraska and J.W. COLE FINANCIAL, INC. located in Omaha, Nebraska.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Daniel S Grieb; CPA firm; Investment Related; 18035 Oak Street, Omaha NE 68130; President/Owner; CPA tax, payroll and accounting; Manage client accounting/tax planning and preparation; start 12/17/1992; 120 hrs/mo, 120 hrs/mo during trading. (2) Castlerock Financial Management Group; DBA; Investment Related; 18035 Oak St, Omaha, NE 68130; Investment Advisory Services; Client portfolio management; Start 10/1/2021; 120 hrs/mo, 120 hrs/mo during trading. (3) View on Oak LLC; OBA; Not Investment Related; 18035 Oak Street,�Omaha NE 68130; Member Manager; Collect fees and distribute to members Start Date: 1/1/2022; 1 hour/month during trading hours. (4) Roam on Oak LLC; OBA; Not Investment Related; 18035 Oak Street; Omaha NE 68130; Member Manager; Commercial rental property for all business activity; Passive commercial rental property that receives rent from CPA practice; Start Date: 9/1/2021; No hours during trading. (5) DSG Advisors LLC; Not investment related; 18035 Oak St, Omaha, NE 68130; Accounting firm; Member; Start 10/1/2025; 100 hours/month during trading.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 18035 Oak Street, Omaha, NE 68130RIA
CRD#: 112294
Omaha, NE
Current
September 27, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 18035 Oak Street, Omaha, NE 68130BD
CRD#: 124583
Omaha, NE
Past
January 10, 2007 - September 27, 2021
LEO BROKERAGE, LLC
RIA
CRD#: 109121
OMAHA, NE
Past
May 24, 2002 - September 27, 2021
LEO BROKERAGE, LLC
BD
CRD#: 109121
OMAHA, NE
Past
November 7, 2000 - September 10, 2001
WORLD CHOICE SECURITIES, INC.
BD
CRD#: 30933
COLUMBUS, OH
Past
March 29, 2000 - December 31, 2006
PROFESSIONAL PARTNERS CORPORATION
RIA
CRD#: 113897
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/27/2021)
RR
Florida(9/27/2021)
RR
Nebraska(9/27/2021)
IAR
Nebraska(9/28/2021)
IAR
Texas(10/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Omaha, NE 68130TRUST BUT VERIFY
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