Martin V. Sweeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Vincent Sweeney, who also goes by Martin R Sweeney Jr., Martin R Sweeney, Martin V Sweeney Jr, Martin V Sweeney, Martin VIncent Sweeney Jr., was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1996. Martin had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2014 - October 2, 2014
PAYCHEX SECURITIES CORPORATION
August 12, 2013 - November 4, 2013
MML INVESTORS SERVICES, LLC
June 18, 2012 - September 28, 2012
TITLE SECURITIES, INC.
February 29, 2012 - May 29, 2012
BROOKLIGHT PLACE SECURITIES, INC.
December 5, 2011 - January 6, 2012
BROOKLIGHT PLACE SECURITIES, INC.
February 17, 2010 - August 9, 2010
WESTOR CAPITAL GROUP, INC.
July 11, 2008 - November 12, 2009
BELLEVUE CHICAGO, LLC
February 9, 1996 - February 23, 1996
MADISON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
