John P. Kirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Kirk SR, CFP®, who also goes by John Paul Kirk, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2021 - December 31, 2021
ASHLAND INVESTMENT ADVISERS
September 4, 2013 - June 30, 2015
KMS FINANCIAL SERVICES, INC.
August 28, 2013 - October 7, 2014
KMS FINANCIAL SERVICES, INC.
September 15, 2006 - December 31, 2020
ASHLAND INVESTMENT ADVISERS
April 13, 2006 - October 13, 2011
MUTUAL SECURITIES, INC.
December 14, 1988 - April 12, 2006
MADISON AVENUE SECURITIES, LLC
October 7, 1988 - April 21, 1989
GANS SECURITIES CORPORATION
August 20, 1985 - October 1, 1988
AMERICAN PACIFIC SECURITIES CORPORATION
March 27, 1970 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/29/1968
Registered Representative ExaminationSeries 00
Date: 11/11/1968
General Securities Principal ExaminationCurrent Firm
ASHLAND INVESTMENT ADVISERS
CRD#: 139525 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
