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JM

John Merendino

TD PRIVATE CLIENT WEALTH LLC
West Palm Beach, FL 33409
Some features on this profile are disabled
CRD#: 2706347
JM

Professional summary

John Merendino is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in West Palm Beach, Florida.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Merendino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Merendino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 2130 Centrepark West Drive, West Palm Beach, FL 33409
RIA
BD
CRD#: 164484
West Palm Beach, FL
Current

January 14, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 2130 Centrepark West Drive, West Palm Beach, FL 33409
RIA
BD
CRD#: 164484
West Palm Beach, FL
Past

October 16, 2023 - January 13, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
STUART, FL
Past

September 29, 2023 - January 13, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
STUART, FL
Past

September 1, 2020 - October 2, 2023

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
PORT ST. LUCIE, FL
Past

August 26, 2020 - October 2, 2023

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PORT ST. LUCIE, FL
Past

February 21, 2020 - August 25, 2020

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
Fort Pierce, FL
Past

January 16, 2020 - August 25, 2020

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
Fort Pierce, FL
Past

December 4, 2017 - January 3, 2020

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
NEW HYDE PARK, NY
Past

December 1, 2017 - January 3, 2020

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
GARDEN CITY, NY
Past

January 23, 2017 - December 7, 2017

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
NEW HYDE PARK, NY
Past

November 11, 2016 - December 7, 2017

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
NEW HYDE PARK, NY
Past

February 29, 2016 - November 1, 2016

CAPITAL ONE ADVISORS, LLC

RIA
CRD#: 136865
Commack, NY
Past

January 13, 2016 - November 1, 2016

CAPITAL ONE INVESTING, LLC

BD
CRD#: 45744
COMMACK, NY
Past

June 11, 2014 - September 30, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
INDIAN HARBOR BEACH, FL
Past

May 12, 2014 - September 30, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
INDIAN HARBOR BEACH, FL
Past

July 29, 2010 - April 25, 2014

ESSEX NATIONAL SECURITIES, LLC

RIA
CRD#: 25454
FLUSHING, NY
Past

December 21, 2005 - June 8, 2010

ESSEX NATIONAL SECURITIES, LLC

RIA
CRD#: 25454
FLUSHING, NY
Past

March 14, 2002 - April 25, 2014

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
FLUSHING, NY
Past

April 3, 2001 - October 16, 2001

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

December 18, 1997 - March 22, 2001

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

March 12, 1997 - March 24, 1997

WINCHESTER INVESTMENT SECURITIES, INC.

BD
CRD#: 28543
OVERLAND PARK, KS
Past

August 1, 1996 - January 29, 1997

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

March 13, 1996 - August 16, 1996

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/14/2026)
IAR
Florida
(1/15/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/12/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/8/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
671

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)
TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

NamePositionCRD#
TD BANK, NATIONAL ASSOCIATIONOWNER
BEGUN, ROBERTPRESIDENT4436053
CALDERON NAJERA, NAYRACCO5040972
CARROLL, ANNACOO4487506
CHABOT, ALAN JCEO2617874
ORTIZ, JORGE LUISCFO & FINOP2725922
WILSON, KEVIN KEITHFINOP5437711

Regulatory assets under management

Total Number of Accounts25,697
AUM (Assets Under Management)$ 8,255,945,350

Disclosures

Regulatory Event3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/30/2025
Cover Page
Report
09/27/2024
Cover Page
Report
06/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484West Palm Beach, FL 33409

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