Christopher T. Blum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher T Blum, CFA, who also goes by Christopher Terrence Blum, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2012. Christopher had worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 24, Series 23, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2023 - July 23, 2025
PROMETHEUS FINANCIAL, LLC
March 19, 2012 - August 15, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/13/2012
Limited Representative-Equity Trader ExamCurrent Firm
PROMETHEUS FINANCIAL, LLC
CRD#: 313712 / SEC#: , 8-70691
Contact information
FINRA licenses (16 States and Territories)
Red Flags
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