Michael William Hamm
Professional Summary
Michael William Hamm is a registered financial advisor currently at ASSETMARK BROKERAGE, LLC located in Austin, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ASSETMARK BROKERAGE, LLC
Contact Information
Main Address
1655 Grant Street 10th Floor, Concord, CA, 94520Mailing Address
1655 Grant Street 10th Floor, Concord, CA, 94520Phone Number
(925) 787-3781Established
Delaware since 09/25/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSETMARK FINANCIAL HOLDINGS, INC. | OWNER | — |
| DIEDENHOFEN, JENNIFER MICHELLE | AML COMPLIANCE OFFICER | 8223655 |
| EPSTEIN, ANDREW ROSS | DIRECTOR, PRODUCT DUE DILIGENCE | 1028884 |
| HANSEN, CARRIE ELLEN | PRESIDENT/ MANAGING PRINCIPAL | 4781315 |
| KOVAL, JOHN HENRY | CFO/ FINOP/ PFO/ POO | 2468284 |
| LAMBUTH, RYAN SCOTT | CHIEF COMPLIANCE OFFICER | 5382199 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael William Hamm's CRS (Customer Relationship Summary).
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