Jack S. Stemper

DUCERE WEALTH MANAGEMENT

NEWPORT BEACH, CA 92660

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CRD#: 2706084

Professional summary

Jack Stewart Stemper, CFP®, who also goes by Jack S Stemper, is a registered financial advisor currently at DUCERE WEALTH MANAGEMENT located in Newport Beach, California.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jack has worked at 5 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack S Stemper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Minority owner in biomedical private company, "Ostentus". Own a few rental properties in Arizona, Colorado and Wisconsin.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Stewart Stemper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

September 19, 2025 - Present

DUCERE WEALTH MANAGEMENT

Office #1: 1401 Dove Street Suite 630, Newport Beach, CA 92660

RIA

CRD#: 337471

NEWPORT BEACH, CA

Past

September 7, 2006 - September 29, 2025

FIRST FOUNDATION ADVISORS

RIA

CRD#: 106075

IRVINE, CA

Past

August 6, 2003 - January 26, 2004

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

WESTPORT, CT

Past

February 26, 1996 - July 26, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 26, 1996 - July 26, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/2003

General Securities Representative Examination

Current Firm

DUCERE WEALTH MANAGEMENT

DUCERE WEALTH MANAGEMENT | DUCERE WEALTH MANAGEMENT, LLC

CRD#: 337471 / SEC#: 801-133896

RIA

Registered Investment Advisory firm - (7/17/2025 120-Day Approval)

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Contact information

Main Address

1401 Dove Street Suite 630, Newport Beach, CA 92660

Mailing Address

Phone number

(714) 393-0959

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUCERE WEALTH MANAGEMENT PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 329,754,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack S. Stemper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Stewart Stemper's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST FOUNDATION ADVISORS

A.G.P. / ALLIANCE GLOBAL PARTNERS

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2003

Series 65

Date: 7/15/1997

Series 63

Date: 3/8/1996

Series 7

Date: 8/5/2003

Current Firm

DUCERE WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUCERE WEALTH MANAGEMENT

TRUST BUT VERIFY

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