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Patrick C. Mccarthy

MARV CAPITAL
New York, NY 10023
Some features on this profile are disabled
CRD#: 2705995
PM

Professional summary

Patrick Carlton Mccarthy is a registered financial professional currently at MARV CAPITAL INC. located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1996. Patrick has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Carlton Mccarthy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2026 - Present

MARV CAPITAL INC.

Office #1: 1 West End Avenue Suite 11d, New York, NY 10023
BD
CRD#: 104390
New York, NY
Past

April 27, 2010 - June 5, 2013

HILLTOP SECURITIES INC.

BD
CRD#: 6220
NEW YORK, NY
Past

October 16, 2008 - April 26, 2010

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

September 24, 2007 - October 16, 2008

BROADPOINT DESCAP

BD
CRD#: 14997
NEW YORK, NY
Past

June 14, 2005 - September 11, 2007

HILLTOP SECURITIES INC.

BD
CRD#: 6220
CHICAGO, IL
Past

July 13, 1996 - August 24, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

March 29, 1996 - May 23, 1996

ARGENT SECURITIES, INC.

BD
CRD#: 15297
ATLANTA, GA
Past

February 6, 1996 - February 10, 1996

PATTERSON TRAVIS, INC.

BD
CRD#: 16540
ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/24/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/17/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/27/1998
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARV CAPITAL INC.
MARINO CAPITAL PARTNERS | NETCAP VENTURES, INC. | NET CAP SECURITIES | MARV CAPITAL INC.

CRD#: 104390 / SEC#: , 8-52855

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 West End Avenue Suite 11d, New York, NY 10023
Mailing Address
1 West End Avenue Suite 11d, New York, NY 10023
Phone number
(347) 556-7263
Established
California since 05/16/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARV CAPITAL PARTNERS, LLCDIRECT OWNER
AWASTHI, MANEESHEXECUTIVE OFFICER2931277
GEORGE, KENNETH RONALDFINOP2643369
VIRUPAKSHA, RAPARTHIEXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER5334660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARV CAPITAL INC.

CRD#: 104390New York, NY 10023

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