Stephen E. Giere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Eggert Giere, who also goes by Steve Eggert Giere, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - May 2, 2019
PAULSON WEALTH MANAGEMENT INC.
May 12, 2011 - January 3, 2017
PROMUS CAPITAL, LLC
April 28, 2009 - May 6, 2011
ROTHSCHILD INVESTMENT LLC
April 28, 2009 - May 6, 2011
ROTHSCHILD INVESTMENT LLC
December 28, 1997 - April 23, 2009
CITIGROUP GLOBAL MARKETS INC.
February 11, 1997 - April 23, 2009
CITIGROUP GLOBAL MARKETS INC.
February 26, 1996 - December 31, 1996
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PAULSON WEALTH MANAGEMENT INC.
CRD#: 150374 / SEC#: 801-109996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAULSON WEALTH MANAGEMENT INC.
CRD#: 150374 / SEC#: 801-109996
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,616 |
| AUM (Assets Under Management) | $ 503,802,348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
