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EC

Eric Choi

LIQUIDITY.IO
Whitefish, MT
Some features on this profile are disabled
CRD#: 2705845
EC

Professional summary

Eric Choi is a registered financial professional currently at LIQUIDITY.IO, LLC located in Whitefish, Montana.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Choi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2024 - Present

LIQUIDITY.IO, LLC

BD
CRD#: 289499
Whitefish, MT
Past

November 20, 2009 - November 8, 2013

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
LOS ANGELES, CA
Past

October 21, 2002 - November 18, 2009

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
MANHATTAN BEACH, CA
Past

February 27, 2002 - October 21, 2002

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

November 24, 1998 - March 26, 2002

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

February 22, 1996 - December 2, 1998

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/20/2024)
RR
Alaska
(6/20/2024)
RR
Arizona
(6/20/2024)
RR
Arkansas
(6/20/2024)
RR
California
(6/20/2024)
RR
Colorado
(6/20/2024)
RR
Connecticut
(6/20/2024)
RR
Delaware
(6/20/2024)
RR
District of Columbia
(6/20/2024)
RR
Florida
(6/20/2024)
RR
Georgia
(6/20/2024)
RR
Hawaii
(6/28/2024)
RR
Idaho
(6/20/2024)
RR
Illinois
(6/20/2024)
RR
Indiana
(7/17/2024)
RR
Iowa
(6/20/2024)
RR
Kansas
(6/20/2024)
RR
Kentucky
(6/20/2024)
RR
Louisiana
(6/20/2024)
RR
Maine
(6/20/2024)
RR
Maryland
(6/20/2024)
RR
Massachusetts
(6/20/2024)
RR
Michigan
(6/20/2024)
RR
Minnesota
(6/20/2024)
RR
Mississippi
(6/20/2024)
RR
Missouri
(6/26/2024)
RR
Montana
(6/25/2024)
RR
Nebraska
(6/20/2024)
RR
Nevada
(6/20/2024)
RR
New Hampshire
(6/20/2024)
RR
New Jersey
(6/20/2024)
RR
New Mexico
(6/20/2024)
RR
New York
(6/20/2024)
RR
North Carolina
(6/20/2024)
RR
North Dakota
(6/20/2024)
RR
Ohio
(6/21/2024)
RR
Oklahoma
(6/20/2024)
RR
Oregon
(6/20/2024)
RR
Pennsylvania
(6/20/2024)
RR
Puerto Rico
(6/25/2024)
RR
Rhode Island
(6/20/2024)
RR
South Carolina
(6/20/2024)
RR
South Dakota
(6/20/2024)
RR
Tennessee
(6/20/2024)
RR
Texas
(6/20/2024)
RR
Utah
(6/20/2024)
RR
Vermont
(6/20/2024)
RR
Virgin Islands
(6/20/2024)
RR
Virginia
(6/20/2024)
RR
Washington
(6/20/2024)
RR
Wisconsin
(6/20/2024)
RR
Wyoming
(6/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/17/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/24/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/21/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/2/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LL
LIQUIDITY.IO, LLC
ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: , 8-70000

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
350 Sugarbowl Circle, Whitefish, MT 59937
Mailing Address
350 Sugarbowl Circle, Whitefish, MT 59937
Phone number
(908) 608-8831
Established
Delaware since 01/02/2015
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATSCHEL INCOWNER
CHOI, ERICCEO/PRINCIPAL/CCO2705845
BASKETT, ERINCFO/FINOP4538604
BEVAUN, MARLONFINOP6259795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIQUIDITY.IO, LLC

CRD#: 289499Whitefish, MT

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