Thomas L. Eddy
Professional summary
Thomas Lee Eddy, who also goes by Tom Eddy, is a registered financial advisor currently at T.L. EDDY FINANCIAL SERVICES, INC. .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Lee Eddy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 1996 - Present
T.L. EDDY FINANCIAL SERVICES, INC.
March 2, 1998 - April 30, 2001
OGILVIE SECURITY ADVISORS CORPORATION
February 13, 1996 - March 6, 1998
INVESTACORP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/2/1996)
Exams
Current Firm
T.L. EDDY FINANCIAL SERVICES, INC.
CRD#: 141563 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 5,500,000 |
Red Flags
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