Jintao Zhang
Professional summary
Jintao Zhang, who also goes by Jody Zhang, is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Jintao is registered as a RR (Registered Representative) and started their career in finance in 1996. Jintao has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jintao Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2011 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035June 21, 1996 - May 22, 2009
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2011)
(2/11/2022)
Exams
FINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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