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LT

Laurie Taylor

LPL FINANCIAL
INDIANAPOLIS, IN 46240
CRD#: 2705606
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LT
Laurie TaylorLPL FINANCIAL

Professional summary


Laurie Taylor, who also goes by Laurie Michelle Taylor, Laurie M Williams, is a registered financial professional currently at LPL FINANCIAL LLC located in Indianapolis, Indiana and HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Austin, Texas.

Laurie is registered as a RR (Registered Representative) and started their career in finance in 1996. Laurie has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laurie Michelle Taylor | Laurie M Williams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Laurie Taylor's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 7, 2026 - Present

LPL FINANCIAL LLC

Office #1: 900 E 96th St Ste 125, Indianapolis, IN 46240
RIA
BD
CRD#: 6413
INDIANAPOLIS, IN
Current

May 26, 2026 - Present

HUB INTERNATIONAL INVESTMENT SERVICES INC.

Office #1: 900 S Capital Of Tx Highway Suite 350, Austin, TX 78746
BD
CRD#: 150252
AUSTIN, TX
Past

July 15, 2025 - April 20, 2026

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
HARRISON, NY
Past

July 12, 2010 - December 31, 2024

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

September 3, 1998 - August 19, 2003

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

July 18, 1996 - May 26, 1998

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(5/7/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 10/1/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HI
HUB INTERNATIONAL INVESTMENT SERVICES INC.
HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)

CRD#: 150252 / SEC#: , 8-68237

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
900 S Capital Of Tx Highway Suite B60, San Rafael, CA 94903
Mailing Address
900 S Capital Of Tx Highway, Austin, TX 78746
Phone number
(914) 343-6705
Established
Delaware since 12/12/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
0

FINRA licenses (2 States and Territories)


Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
RPW HOLDINGS, LLCSOLE OWNER
CHURBA, JEFFREY ALANINTERIM PRESIDENT2322410
LEE, MARIANE ASHLEYCCO4532268
VALLOW, RONALD EFINOP, POO, PFO4948582

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HUB INTERNATIONAL INVESTMENT SERVICES INC.

CRD#: 150252Indianapolis, IN 46240

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