Dennis T. Palmeri
Professional summary
Dennis Thomas Palmeri Jr., who also goes by Dennis Thomas Palmeri Jr, Dennis Thomas Palmeri, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1996. Dennis has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Thomas Palmeri Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019October 24, 2017 - August 24, 2023
AXOS CLEARING LLC
June 10, 2014 - November 2, 2017
THE BENCHMARK COMPANY, LLC
March 23, 2009 - June 15, 2010
BTIG, LLC
January 26, 2001 - October 22, 2008
RAMIUS SECURITIES LLC
November 3, 1997 - January 24, 2001
CIBC WORLD MARKETS CORP.
March 5, 1996 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2023)
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(10/6/2023)
(9/18/2023)
(9/21/2023)
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(9/27/2023)
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(9/29/2023)
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(9/21/2023)
(9/20/2023)
(9/18/2023)
(9/19/2023)
(3/14/2024)
(9/18/2023)
(9/18/2023)
(9/26/2023)
(9/22/2023)
(9/18/2023)
(9/19/2023)
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(9/20/2023)
(9/25/2023)
(9/18/2023)
(9/20/2023)
(9/19/2023)
(9/19/2023)
(9/26/2023)
(9/19/2023)
(9/19/2023)
(9/18/2023)
(9/21/2023)
(9/18/2023)
(9/19/2023)
(9/25/2023)
(9/18/2023)
(9/19/2023)
(9/21/2023)
(9/19/2023)
(9/20/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
Cboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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