Scott R. Reynolds
Professional summary
Scott Richard Reynolds was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott Richard Reynolds was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2020 - April 16, 2021
AVATAR SECURITIES, LLC
February 23, 2005 - March 27, 2019
SPARTAN SECURITIES GROUP, LTD.
March 1, 2004 - March 9, 2005
EMPIRE FINANCIAL GROUP, INC.
February 14, 2003 - March 11, 2004
PARK FINANCIAL GROUP, INC.
February 15, 1996 - January 24, 2003
NORTH AMERICAN CLEARING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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