PC
Paul D. Chamberlain
WELLESLEY ASSET MANAGEMENT
Portsmouth, NH 03801
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CRD#: 2705074
PC
Professional summary
Paul David Chamberlain, who also goes by Paul David Chamberlian, is a registered financial advisor currently at WELLESLEY ASSET MANAGEMENT, INC. located in Portsmouth, New Hampshire and FORESIDE FUND SERVICES, LLC located in Portsmouth, New Hampshire.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul David Chamberlian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wellesley Asset Management, Inc., Investment Related, Pleasant Hill, IA, Began 09/2017, Vice President, 160 Hours Per Month, All During Trading Hours
CRS (Client Relationship Summary) - RIA
Click below to view Paul David Chamberlain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2017 - Present
WELLESLEY ASSET MANAGEMENT, INC.
Office #1: 100 Market Street Suite 203, Portsmouth, NH 03801RIA
CRD#: 116176
Portsmouth, NH
Current
October 13, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 100 Market St. Suite 203, Portsmouth, NH 03801BD
CRD#: 46106
Portsmouth, NH
Past
January 15, 2016 - January 26, 2017
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
April 14, 2009 - January 26, 2017
PRINCIPAL ASSET MANAGEMENT
RIA
CRD#: 109002
DES MOINES, IA
Past
January 5, 2005 - April 15, 2009
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DES MOINES, IA
Past
December 5, 1997 - April 8, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLESLEY ASSET MANAGEMENT, INC.
WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.
CRD#: 116176 / SEC#: 801-61288
RIA
Registered Investment Advisory firm - (6/27/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/11/2024)
RR
Alaska(1/2/2020)
RR
Arizona(10/13/2017)
RR
Arkansas(1/2/2025)
RR
California(10/13/2017)
RR
Colorado(1/3/2022)
RR
Connecticut(7/11/2024)
RR
Delaware(7/11/2024)
RR
District of Columbia(7/11/2024)
RR
Florida(1/2/2025)
RR
Georgia(7/11/2024)
RR
Hawaii(1/3/2022)
RR
Idaho(1/3/2022)
RR
Illinois(1/2/2025)
RR
Indiana(1/2/2025)
RR
Iowa(10/13/2017)
IAR
Iowa(12/21/2017)
RR
Kansas(1/3/2023)
RR
Kentucky(1/2/2025)
RR
Louisiana(7/17/2024)
RR
Maine(7/11/2024)
RR
Maryland(7/11/2024)
RR
Massachusetts(7/11/2024)
RR
Michigan(1/2/2025)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Missouri(1/2/2025)
RR
Montana(10/13/2017)
RR
Nebraska(1/2/2025)
RR
Nevada(1/3/2023)
RR
New Hampshire(7/11/2024)
IAR
New Hampshire(1/23/2025)
RR
New Jersey(7/11/2024)
RR
New Mexico(4/5/2019)
RR
New York(7/11/2024)
RR
North Carolina(7/11/2024)
RR
North Dakota(1/2/2025)
RR
Ohio(1/30/2025)
RR
Oklahoma(1/4/2021)
RR
Oregon(10/13/2017)
RR
Pennsylvania(7/11/2024)
RR
Rhode Island(7/11/2024)
RR
South Carolina(7/11/2024)
RR
South Dakota(1/2/2020)
RR
Tennessee(7/11/2024)
RR
Texas(10/11/2019)
RR
Utah(1/3/2022)
RR
Vermont(7/11/2024)
RR
Virginia(7/11/2024)
RR
Washington(10/13/2017)
RR
Wisconsin(1/2/2025)
RR
Wyoming(10/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLESLEY ASSET MANAGEMENT, INC.
WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.
CRD#: 116176 / SEC#: 801-61288
RIA
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Contact information
Main Address
100 Market Street Suite 203, Portsmouth, NH 03801
Mailing Address
Phone number
(781) 416-4000
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,478 |
| AUM (Assets Under Management) | $ 2,063,684,848 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLESLEY ASSET MANAGEMENT, INC.
CRD#: 116176Portsmouth, NH 03801TRUST BUT VERIFY
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