Johnnie M. Jones

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CRD#: 2705042

Professional summary

Johnnie Melvin Jones was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Johnnie is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Johnnie had worked at 12 firms, which includes NETWORK 1 FINANCIAL SECURITIES INC., NATIONAL SECURITIES CORPORATION, JOHN THOMAS FINANCIAL, PRESTIGE FINANCIAL CENTER INC., EMPIRE FINANCIAL GROUP INC., AMERICAN CAPITAL PARTNERS LLC, EKN FINANCIAL SERVICES INC., EHRENKRANTZ KING NUSSBAUM, WEATHERLY SECURITIES CORPORATION, TASIN & COMPANY INC., MORGAN GRANT CAPITAL CORP., ROYCE INVESTMENT GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Johnnie J Jones | Johnnie Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2016 - June 3, 2021

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

SYOSSET, NY

Past

April 15, 2013 - May 11, 2016

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

September 5, 2008 - May 1, 2013

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

Past

March 7, 2008 - September 9, 2008

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

GARDEN CITY, NY

Past

October 18, 2005 - March 12, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

LONGWOOD, FL

Past

June 8, 2005 - October 31, 2005

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249

HAUPPAUGE, NY

Past

December 21, 2001 - July 6, 2005

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

October 22, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

CRD#: 31140

NEW YORK, NY

Past

September 22, 1999 - October 22, 2001

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

July 22, 1998 - October 19, 1999

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

February 10, 1998 - July 8, 1998

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

GARDEN CITY, NY

Past

December 12, 1996 - February 27, 1998

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/1996

General Securities Representative Examination

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Johnnie M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL SECURITIES CORPORATION

JOHN THOMAS FINANCIAL

PRESTIGE FINANCIAL CENTER, INC.

EMPIRE FINANCIAL GROUP, INC.

AMERICAN CAPITAL PARTNERS, LLC

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM

WEATHERLY SECURITIES CORPORATION

TASIN & COMPANY, INC.

MORGAN GRANT CAPITAL CORP.

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/11/1996

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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