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JJ

Johnnie M. Jones

CRD#: 2705042
Some features on this profile are disabled
JJ
Johnnie Melvin Jones

Professional summary

Johnnie Melvin Jones was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Johnnie is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Johnnie had worked at 12 firms, which includes NETWORK 1 FINANCIAL SECURITIES INC., NATIONAL SECURITIES CORPORATION, JOHN THOMAS FINANCIAL, PRESTIGE FINANCIAL CENTER INC., EMPIRE FINANCIAL GROUP INC., AMERICAN CAPITAL PARTNERS LLC, EKN FINANCIAL SERVICES INC., EHRENKRANTZ KING NUSSBAUM, WEATHERLY SECURITIES CORPORATION, TASIN & COMPANY INC., MORGAN GRANT CAPITAL CORP., ROYCE INVESTMENT GROUP INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Johnnie J Jones | Johnnie Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 28, 2016 - June 3, 2021

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
SYOSSET, NY
Past

April 15, 2013 - May 11, 2016

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

September 5, 2008 - May 1, 2013

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
NEW YORK, NY
Past

March 7, 2008 - September 9, 2008

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
GARDEN CITY, NY
Past

October 18, 2005 - March 12, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
LONGWOOD, FL
Past

June 8, 2005 - October 31, 2005

AMERICAN CAPITAL PARTNERS, LLC

BD
CRD#: 119249
HAUPPAUGE, NY
Past

December 21, 2001 - July 6, 2005

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

October 22, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

BD
CRD#: 31140
NEW YORK, NY
Past

September 22, 1999 - October 22, 2001

WEATHERLY SECURITIES CORPORATION

BD
CRD#: 11081
NEW YORK, NY
Past

July 22, 1998 - October 19, 1999

TASIN & COMPANY, INC.

BD
CRD#: 30709
HAUPPAUGE, NY
Past

February 10, 1998 - July 8, 1998

MORGAN GRANT CAPITAL CORP.

BD
CRD#: 28595
GARDEN CITY, NY
Past

December 12, 1996 - February 27, 1998

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/1996
General Securities Representative Examination

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

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Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

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