Nyles R. Gentz
Professional summary
Nyles Robert Gentz is a registered financial advisor currently at OSAIC WEALTH, INC. located in Buffalo, Minnesota.
Nyles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Nyles has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nyles Robert Gentz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nyles Robert Gentz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 215 E Highway 55 Suite 107, Buffalo, MN 55313Office #2: 4170 Thielman Ln Ste 102, St. Cloud, MN 56301January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 215 E Highway 55 Suite 107, Buffalo, MN 55313Office #2: 4170 Thielman Ln Ste 102, St. Cloud, MN 56301March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
January 29, 2014 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
June 24, 2011 - March 1, 2019
QUESTAR CAPITAL CORPORATION
May 31, 2006 - June 29, 2011
WORKMAN SECURITIES CORPORATION
October 4, 2004 - June 6, 2006
HORNOR, TOWNSEND & KENT, LLC
September 18, 1996 - October 1, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2025)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/7/2025)
(1/19/2024)
(1/19/2024)
(1/19/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
