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Robert Gerald Hardy

CRD# 2704874·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Gerald Hardy, who also goes by Robert Hardy, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1998 - 2012. Robert had worked at 1 firm and has passed the Series 63, Series 7, Series 2 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Hardy

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GALWAY CAPITAL, L.P.·CRD# 43888
BD
Houston, TX
March 19, 1998 - December 31, 2012

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Current Firm

GC
GALWAY CAPITAL, L.P.

CORNERSTONE VENTURES, L.P. | GALWAY CAPITAL, L.P.

CRD#: 43888 / SEC#: 8-50478
BD
Terminated by SEC on 08/18/2019

Contact Information

Established

Texas since 08/22/1995

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GALWAY GROUP, LLCLIMITED PARTNER—
H.J. MILLER CO, INC.GENERAL PARTNER—
MILLER, HAROLD JOSEPH JRMANAGING DIRECTOR/FINOP/CFO2776809
STIBOLT, ROBERTCCO5368564

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 2 — Non-Member General Securities Examination

Passed Jan 1996

Series 24 — General Securities Principal Examination

Passed Feb 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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