Helder A. Correia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helder Adolfo Correia was a registered financial professional .
Helder is a previously registered financial professional and started their career in finance in 1996. Helder had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2006 - February 24, 2016
TD AMERITRADE, INC.
August 26, 2003 - April 22, 2006
TD AMERITRADE CLEARING, INC.
October 22, 2002 - August 18, 2003
ICAPITAL MARKETS LLC
June 30, 2001 - October 14, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
January 6, 2000 - June 30, 2001
ICAPITAL MARKETS LLC
May 13, 1999 - January 19, 2000
MORGAN STANLEY DW INC.
October 3, 1997 - February 18, 1999
GIBRALTAR SECURITIES CO.
March 14, 1997 - August 8, 1997
GIBRALTAR SECURITIES CO.
August 30, 1996 - May 16, 1997
FIRST INTERREGIONAL EQUITY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/19/2001
Limited Representative-Equity Trader ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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