Paul A. Magnuson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Alan Magnuson was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - April 7, 2021
NFJ INVESTMENT GROUP, LLC
February 12, 2021 - April 7, 2021
VP DISTRIBUTORS LLC
October 10, 1996 - February 1, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
Primary Firm SEC Registration
NFJ INVESTMENT GROUP, LLC
CRD#: 310902 / SEC#: 801-119686
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFJ INVESTMENT GROUP, LLC
CRD#: 310902 / SEC#: 801-119686
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 739 |
| AUM (Assets Under Management) | $ 3,379,250,013 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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