Trevor J. Wisniewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor James Wisniewski was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 1996. Trevor had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2008 - January 7, 2019
JAG TRADING L.L.C.
February 4, 2004 - February 11, 2008
RAYMOND JAMES & ASSOCIATES, INC.
August 29, 2002 - January 26, 2004
JAG TRADING L.L.C.
November 27, 1996 - February 25, 1999
PETERS SECURITIES CO., LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/16/2005
Limited Representative-Equity Trader ExamSeries 17
Date: 4/18/1996
Limited Registered Representative ExaminationCurrent Firm
JAG TRADING L.L.C.
CRD#: 114061 / SEC#: , 8-53408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAUER, CRAIG EVAN | MANAGING MEMBER, CCO | 4422849 |
| BAUER, ALANA ZORN | INVESTING MEMBER | |
| SLOAN, JACQUELINE LEE | FINANCIAL & OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 4 |
Red Flags
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